CQC Registration

Statement of Purpose

Preparation and review of CQC Statements of Purpose so that the document accurately reflects the provider, regulated activities, locations, services and people the service is intended to support.

The Statement of Purpose is a statutory registration document

A registered provider must have a Statement of Purpose that contains the information required by Regulation 12 and Schedule 3 of the Care Quality Commission (Registration) Regulations 2009.

For new provider applications, CQC requires the Statement of Purpose as part of the supporting documentation. The information must be accurate, relevant to the proposed service and consistent with the application.

The Statement of Purpose remains a regulatory document after registration. Providers must keep it accurate as the service changes.

The document must describe the registered service accurately

Schedule 3 requires the Statement of Purpose to include the provider's aims and objectives, the services provided for the regulated activities, the range of service-user needs those services are intended to meet, provider and registered-manager details, the provider's legal status and details of the locations at which the services are carried on.

The document should identify the service clearly enough for the regulated activities, locations, provider structure and intended service-user groups to correspond with the registration application and the service that will operate in practice.

Oxara prepares and reviews the Statement of Purpose against the proposed operating model and the wider registration evidence.

Regulated activities and locations must correspond with the application

The Statement of Purpose should identify the regulated activities carried on by the provider and the locations from which or at which those activities are provided, in accordance with the provider's registration position.

Inconsistencies between the Statement of Purpose, application forms, service description and premises information can create uncertainty about what the provider is applying to register.

Oxara checks these elements together so that the Statement of Purpose reflects the same service model presented elsewhere in the application.

Provider Registration

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Aims and objectives should correspond with the service being delivered

The aims and objectives should describe the purpose of the service and the outcomes it intends to support. They should be specific to the provider rather than generic statements that could apply to any care or healthcare service.

The service description should explain the kinds of services provided and the needs the service is intended to meet. This should correspond with the regulated activities, staffing model, premises, referral or admission criteria and the way care or treatment will be delivered.

Oxara reviews this content for regulatory accuracy and consistency with the provider's actual or proposed operating arrangements.

Provider and management information must remain current

The Statement of Purpose must contain the required information about the service provider and any registered manager, together with the provider's legal status and the locations included within the document.

The legal entity named in the Statement of Purpose should correspond with the person or organisation registered, or applying to register, to carry on the regulated activity.

Where management arrangements change, the provider should review whether the Statement of Purpose and related registration information also require amendment.

The Statement of Purpose should not conflict with the supporting evidence

CQC assesses the application as a whole. The Statement of Purpose should therefore be consistent with the provider application, registered-manager application where required, policies, governance arrangements, staffing structure, premises information and other supporting documents.

Differences in service-user groups, regulated activities, locations, management responsibilities or the description of the service may require clarification during the registration assessment.

Oxara reviews the Statement of Purpose alongside the wider evidence rather than treating it as an isolated document.

The Statement of Purpose must be kept accurate as the service changes

A provider's Statement of Purpose should continue to reflect the registered service. Changes to locations, regulated activities, service-user groups, management arrangements or the way the service operates may require the document to be updated.

An updated Statement of Purpose does not itself alter CQC registration. Where a change requires an application to vary registration, the appropriate registration process must also be completed.

Registration Variations & Changes

Statement of Purpose preparation and review

New provider applications

Preparation or review of the Statement of Purpose against the proposed regulated activities, locations, legal entity, management arrangements and service model.

Document consistency review

Cross-checking the Statement of Purpose against application forms and supporting evidence to identify conflicting or incomplete information.

Existing provider updates

Review and revision where the service has changed and the existing Statement of Purpose no longer accurately reflects the registered operation.

Registration changes

Alignment of the Statement of Purpose with applications involving changes to regulated activities, locations or other aspects of the provider's registration.

Statement of Purpose support

Oxara prepares and reviews Statements of Purpose for new registrations, existing providers and services undergoing registration changes, with the document checked against the wider operating model and regulatory evidence.

Disclaimer

Oxara Consulting is a professional consultancy, not a legal firm. Please see our full Disclaimer for more information.